New Compliance Analyst (Business Conduct) opportunity working with a global specialty insurer. Reporting into the Compliance Manager, this is an important role within the international Compliance team, supporting the culture of compliance and good governance across a range of group companies.
Key Responsibilities:
Provision of regulatory and procedural advice in respect of all matters relating to business conduct
Assist with the development and maintenance of the Product Governance framework, policies, procedures and record keeping
Assist with Product Assessments (member of Product Assessment Team)
Monitor Customer Outcomes, including the preparation of MI / dashboards
Fulfil the actions assigned to Compliance re. Broker and Cover Holder onboarding and reviews and Complaint Handling, including record keeping and regulatory returns
Respond to referrals, questions and information requests from business stakeholders
Assist with the implementation of the firm’s Product Governance tools and processes
Investigate Business Conduct related matters in the event of issues arising
Co-ordination of the reporting Product Governance matters to relevant regulators
Assist the Compliance Manager (Advisory) with the preparation and delivery of training and horizon scanning vis. Product Governance related matters
Preparation of status reports
Assist the Head of Compliance with the implementation of the Compliance Plan and the management of the Compliance function
What you require for the role
A strong working knowledge of relevant regulatory requirements pertaining to Business Conduct, Product Governance and Customer Outcomes (preferably Lloyd’s, FCA, PRA, CBI and BMA
